A major SEC fine against Vanguard reveals serious issues with target date retirement funds. The $106 million penalty ...
The alleged violations stem from a 2020 change where Vanguard lowered the minimum investment requirement for its ...
New policy for target-date funds triggered capital gains SEC says Vanguard did not warn about tax ramifications The ...
SPRINGFIELD - Several thousands of Illinois residents are eligible to receive a share of a $106 million multi-state ...
An investigation by the S.E.C. and several states found that the company had failed to notify investors of changes in the ...
In addition to the $40 million Vanguard agreed to pay to investors as part of a class action suit in November, the SEC now ...
The $106.41 million penalty will be paid out to hundreds of thousands of investors, whom investigators say Vanguard failed to ...
Vanguard group will pay $106.4 million to settle charges brought by the Securities and Exchange Commission and state ...
Vanguard Group will pay more than $106 million to settle US Securities and Exchange Commission allegations that it made ...
Illinois has reached a $106 million settlement with mutual fund investment company Vanguard, which has been accused of ...
The mutual fund titan harmed investors by failing to disclose risks relating to capital gains distributions in its retail ...
The payment of $106.41 million will be distributed to harmed investors, the SEC said. Vanguard agreed without admitting or denying the SEC's findings. Vanguard is one of the world's largest asset ...