GRC Conferences, Seminars & Events - Compliance Week
Compliance Week National April 28-30 | Washington, D.C. Back for it's 20th year, join 500+ compliance, ethics, legal, and audit professionals who gather to benchmark best practices and gain the latest tactics and strategies to enhance their compliance programs.
Training | Governance, Risk & Compliance | Compliance Week
Earn CPE Credit with Compliance Week. Compliance Week is registered with the National Association of State Boards of Accountancy as a sponsor of continuing professional education on the National Registry of CPE Sponsors.State boards of accountancy have final authority on the acceptance of individual courses for CPE credit.
All accounting fraud articles - Compliance Week
Article PwC fined $2.1M for audit failures regarding BT Group fraud disclosures. 2022-08-08T15:28:00Z. PwC will pay a reduced fine of 1.75 million pounds (U.S. $2.1 million) as part of sanctions against the Big Four firm for failures in its fiscal year 2017 audit at BT Group after the U.K. telecommunications company adjusted its financials to reflect a fraud scandal in Italy.
AML - Compliance Week
Nov 5, 2024 · News Brief Wells Fargo agrees with OCC to shore up BSA/AML, sanctions program deficiencies. 2024-09-13T15:37:00+01:00 By Aaron Nicodemus. The Treasury Department’s Office of the Comptroller of the Currency ordered Wells Fargo to make “comprehensive corrective actions” to its Bank Secrecy Act/anti-money laundering and U.S. sanctions programs, along with receive permission from the OCC to ...
Basic Page - About Compliance Week
Compliance Week, published by Wilmington plc, is a business intelligence service on corporate governance, risk, and compliance that features daily news and analysis, custom-designed special reports, proprietary databases, industry-leading events, and a variety of interactive features and forums. Founded in 2002, Compliance Week has become the premier GRC resource for ...
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All Internal Controls articles - Compliance Week
Oct 30, 2024 · News Brief Meta discloses potential CFPB lawsuit following probe into advertising, disclosure practices. 2024-11-04T14:44:00Z. Meta disclosed in a public filing that an investigation by the Consumer Financial Protection Bureau related to financial product advertising on platforms Instagram and WhatsApp may lead to a lawsuit.
Goldman and Apple pay $89M over alleged Apple Card consumer …
Oct 24, 2024 · Apple and Goldman Sachs have agreed to pay $89 million for alleged gross customer service failures related to Apple Card, the Consumer Financial Protection Bureau (CFPB) said Wednesday. Apple Card, a credit card, launched in 2019 and was the result of a novel pairing up between a tech company and an ...
Unisys, three other firms fined nearly $7M for underplaying …
Oct 23, 2024 · Four current or former public companies will pay a total of nearly $7 million in fines to settle charges by the Securities and Exchange Commission that they underplayed or failed to disclose material information about how the SolarWinds Orion hack affected them.
Wells Fargo discloses AML, sanctions programs under investigation
Aug 2, 2024 · Wells Fargo disclosed in a public filing its anti-money laundering (AML) and sanctions programs are under investigation, adding to the already long list of compliance issues plaguing the bank.